TECHNOLOGY & VENDOR SECURITY MODULE
TECHNOLOGY & VENDOR SECURITYAI Incident Response Plan
The plan malpractice carriers ask about at renewal
A formal incident response plan for AI compliance failures — hallucinated citations filed with a tribunal, unauthorized data exposure, and unapproved AI use. Three-tier incident categorization, reporting and containment procedures, notification triggers under Rule 1.4, and a mandatory post-incident review.
What's Included
- Three-tier incident categorization with defined response windows
- Reporting, assessment, and containment procedures
- Client, court, bar, and carrier notification triggers
- Mandatory post-incident review and policy update loop
Use Cases
Malpractice renewal documentationActive incident responsePost-incident policy remediation
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